REPRESENTATIVE EXPERIENCE
Todd S. Fishman
Defended the former chairman and chief executive officer of Lehman Brothers in connection with
congressional testimony; testimony before the Financial Crisis Inquiry Commission; criminal,
Securities and Exchange Commission, New York Attorney General, and bankruptcy examiner
investigations; FINRA proceedings; and civil securities and ERISA actions arising out of the
bankruptcy filing.
Defended a leading cryptocurrency derivatives trading platform in class action litigation in the
Southern District of New York alleging product offering and exchange trading practices in
violation of the Commodity Exchange Act and US and state securities laws.
Defended a global French banking group in a DOJ antitrust investigation relating to the failure
of Archegos Capital Management.
Defended a global French bank in regulatory investigations relating to alleged manipulation and
collusion in the market for US Treasury instruments, as well as the multidistrict class action
proceedings In re Treasury Securities Auction Antitrust Litigation.
Defended a global financial services firm in DOJ and regulatory investigations relating to the
precious metals and derivative trading markets, as well as the multidistrict class action
proceedings In re Commodity Exchange Inc., Gold Futures and Options Trading Litigation, and
In re Silver Fixing, Ltd. Antitrust Litigation.
Defended a global financial services firm in a CFTC enforcement investigation relating to credit
default swap index contracts cleared through ICE Clear Credit and ICE Clear Europe, including
overseas requests for information placed through the UK Financial Conduct Authority.
Defended a global financial services firm in the DOJ antitrust investigation relating to the
credit derivatives clearing, trading, and information services markets.
Defended a Dutch banking group in a cross-border FCPA investigation by the SEC and Dutch
criminal authorities relating to potential corrupt practices, money laundering, and failures in
due diligence.
Defended a leading US title insurance company in a New York Attorney General investigation into
hiring (no-poach) practices.
Defended a French banking group in a Southern District of New York action brought by a Bermuda
hedge fund alleging that various broker-dealers engaged in spoofing and naked short-selling
strategies to manipulate the stock price of Concordia on US and Canadian markets in violation of
the US securities laws.
Defended a leading US multinational brokerage firm in a Southern District of New York action
alleging securities fraud and fiduciary breaches relating to the embezzlement of gains from
cryptocurrency investments.
Defended a global French bank in a False Claims Act action arising out of the emergency loans
issued to AIG by the Federal Reserve Bank of New York in late 2008.