Clifford Alexander concentrates in banking, investment company, broker-dealer, and
investment adviser law. He formerly served as primary outside counsel to
the National Society of Compliance Professionals, an association of investment
adviser and broker-dealer compliance officers.
He has had a varied financial practice that includes the organization of four
national banks as limited purpose trust companies and the representation of numerous
state and federally chartered banks on their trust, investment management, and
securities activities. His legal experience also has included representation of
large and small foreign financial firms establishing branches and affiliates in the
United States, and US banks establishing offices and affiliates in other
countries.
