Lisa is a partner in the Asset Management and Investment Funds practice area in
Sydney. She has extensive experience advising on investment funds and financial
services regulation.
Lisa is a trusted legal adviser who is passionate about providing practical advice
with exceptional client service. She enjoys assisting local and offshore clients
navigate the complexity of the Australian regulatory regime.
Lisa provides specific advice on:
- Fund formation across a range of asset classes including equities, fixed income,
private credit, and direct property;
- Quotation and listing of exchange-traded funds (ETFs);
- Promotion and disclosure obligations for managed investment schemes (registered
and unregistered);
- Outsourced trustee arrangements, fund operation, and service agreements related
to investment management, custody, and administration;
- Transactional matters involving change of trustee or responsible entity; and
- Financial services regulation in relation to Australian financial services
licensing, design and distribution obligations, ESG regulation, ASIC relief, and
breach reporting requirements.
